The ban prevents Mr Duvnjak providing financial services for five years.

Former Patersons dealer banned

The Australian Securities and Investments Commission has slapped a five-year ban on a Queensland-based former employee of stockbroking firm Patersons Securities, after he made unauthorised trades on a client account and created false records on two further accounts.


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Corporate finance employees

6th-Azure Capital26
8th-Patersons SecuritiesNFP
10th-Regency CorporateNFP
72 corporate finance ranked by staff in corporate finance area (WA)

Assets under management or net assets ($m)

21st↓Yuuwa Capital$40.0m
22nd-Katana Capital$36.4m
23rd-Patersons Securities$2,200.0m
24th-Bentley Capital$13.5m
54 fund managers ranked by assets under management or net assets

WA revenue

58th-Access Group Australia$80.0m
59th-Ross North Group$73.7m
60th↓Patersons Securities$73.4m
62nd↓Outback Travel Centres$54.8m
107 private companies - large ranked by revenue most recent financial year

Client advisers

1st-Patersons SecuritiesNFP
3rd-Euroz Securities36
4th-Bell Potter Securities30
5th-CPS Capital Group26
20 stockbrokers ranked by number of client advisers in WA

Number of Employees

Corporate Finance

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