Ken Liu
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Ken Liu
Compliance Manager, Company Secretary since 2020 / Tribeca Global Natural Resources
Ken Liu has over 10 years of risk and compliance management experience in financial services across funds management, equities, derivatives trading and private equity.
Prior to joining Tribeca Investment Partners in September 2019 as a compliance manager and company secretary, Mr Liu was the compliance manager and company secretary of APP Securities for 5 years and the compliance manager of Sydney-based AIMS Financial Group for 5 years where he was responsible for all aspects of financial services licencing compliance as well as the design and implementation of the organisation's internal controls and compliance management framework and procedures.
Mr Liu holds a Master of Commerce from Macquarie University, a Bachelor of Communication from University of Colorado, a Diploma of Financial Planning and ADA2 from Kaplan Professional.
Prior to joining Tribeca Investment Partners in September 2019 as a compliance manager and company secretary, Mr Liu was the compliance manager and company secretary of APP Securities for 5 years and the compliance manager of Sydney-based AIMS Financial Group for 5 years where he was responsible for all aspects of financial services licencing compliance as well as the design and implementation of the organisation's internal controls and compliance management framework and procedures.
Mr Liu holds a Master of Commerce from Macquarie University, a Bachelor of Communication from University of Colorado, a Diploma of Financial Planning and ADA2 from Kaplan Professional.
Lists and Charts
Total Shareholder Return as at 29/02/24
| Rank | Company | 1 yr | 5 yr |
|---|---|---|---|
| 34th | ClearVue Technologies | 203% | 9% |
| 555th | Openpay Group | 7% | 97% |
| 901st | Anatara Lifesciences | -11% | -41% |
| 1129th | Tribeca Global Natural Resources | -27% | -9% |
1790 WA (and selected non WA) listed companies ranked by 1 year TSR relative to other companies with similar revenue
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Roles
Year started and most recent title
Revenue
| Rank | Company | Revenue | |
|---|---|---|---|
| 844th |  | Tribeca Global Natural Resources | $5.9m |
| 987th | | Anatara Lifesciences | $1.2m |
| 988th | | Openpay Group | $1.2m |
| 990th | | ClearVue Technologies | $1.2m |
| 991st |  | OADS | $1.2m |
1330 listed non wa companies ranked by revenue.
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Person Activity
| NEW ROLE: Compliance Manager, Company Secretary since 2020, Tribeca Global Natural Resources | 03 Nov 2020 |
