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ASIC slaps DJ Carmichael with fine

The corporate watchdog has fined Perth stockbroking firm DJ Carmichael $300,000 for actions undertaken by one of its former employees in 2011.

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Corporate finance employees

25th-Goldman Sachs6
26th-Otsana Capital6
27th↓DJ Carmichael5
28th↓Grange Consulting5
29th↑Cygnet Capital5
79 corporate finance ranked by staff in corporate finance area (WA)

Client advisers

8th↑Morgan Stanley Wealth Management20
9th↑Argonaut17
10th-DJ Carmichael17
11th↓State One Stockbroking12
12th↑Amscot Stockbroking12
21 stockbrokers ranked by number of client advisers in WA

Number of Employees

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